Disambiguation evidence for U.S. Securities Exchange Act of 1934 via surface form

"Securities Exchange Act of 1934"

Triples (72)

Triples where some other subject referred to this entity as "Securities Exchange Act of 1934".

Securities and Exchange Commission → foundedByStatute →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
ⓘ
Securities and Exchange Commission → enforces →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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U.S. Securities Act of 1933 → relatedTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Division of Investment Management → appliesLaw →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Division of Enforcement → legalAuthority →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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73rd United States Congress → enacted →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Public Utility Holding Company Act of 1935 → relatedTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Investment Company Act of 1940 → relatedTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Investment Advisers Act of 1940 → relatedTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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'33 Act → amendedBy →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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linked to: ’33 Act
'33 Act → distinguishedFrom →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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linked to: ’33 Act
Wall Street Crash of 1929 → influenced →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Regulation T → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Office of Compliance Inspections and Examinations → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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U.S. Congress → enactsLaw →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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linked to: U.S. Congress (indirectly through SEC oversight)
'34 Act → fullName →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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linked to: ’34 Act
Public Law 73-291 → hasTitle →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Public Law 73-291 → shortTitle →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Rule 10b-5 → partOf →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Public Law 111-203 → amended →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Office of Structured Finance → governedBy →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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United States federal securities markets → legalFramework →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Division of Enforcement of the SEC → legalAuthority →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Securities Act Amendments of 1964 → amends →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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National Securities Markets Improvement Act of 1996 → amends →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Regulation NMS → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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SEC filings → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Reg T → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Regulation G → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Sarbox → amends →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Form BD → requiredBy →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Creation of the Securities and Exchange Commission → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Division of Investment Management of the SEC → usesAuthorityFrom →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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FINRA Code of Arbitration Procedure → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Section 10(b) of the Securities Exchange Act of 1934 → partOf →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Division of Trading and Markets → governingLaw →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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linked to: Division of Trading and Markets of the SEC
111-203 → amends →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
ⓘ
Asset Management Unit → enforces →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Market Abuse Unit → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Financial Reporting and Audit Group → legalAuthorityUnder →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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United States federal securities laws → includes →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Securities Acts Amendments of 1968 → buildsOn →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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NSMIA → amends →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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United States financial system → subjectTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Form 8-K → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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New Deal financial regulatory framework → hasPart →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Reg NMS → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Sub-Penny Rule → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Form 20-F → legalBasis →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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Form 40-F → relatedTo →
"Securities Exchange Act of 1934"
↳ resolves to U.S. Securities Exchange Act of 1934
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