Regulation T
E20609
Regulation T is a Federal Reserve Board rule that governs the extension of credit by securities brokers and dealers, including margin requirements for purchasing securities.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Regulation T canonical | 5 |
How this entity was disambiguated
This entity first appeared as the object of triple T164086 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Regulation T Context triple: [FRB, publishes, Regulation T]
-
A.
Regulation D
Regulation D is a Federal Reserve Board rule that governs reserve requirements for depository institutions and defines certain types of bank accounts and transaction limits in the U.S. banking system.
-
B.
Regulation D
Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
-
C.
Regulation Z
Regulation Z is a key U.S. federal rule implementing the Truth in Lending Act, requiring clear disclosure of credit terms and costs to protect consumers in credit transactions.
-
D.
Regulation S
Regulation S is a U.S. Securities and Exchange Commission rule that provides a safe harbor exemption for offers and sales of securities made outside the United States, allowing issuers to avoid registering those offerings under the Securities Act of 1933.
-
E.
Regulation A
Regulation A is a U.S. securities offering exemption that allows smaller companies to raise limited amounts of capital from the public with simplified registration and reporting requirements compared to a full SEC-registered offering.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Regulation T Target entity description: Regulation T is a Federal Reserve Board rule that governs the extension of credit by securities brokers and dealers, including margin requirements for purchasing securities.
-
A.
Regulation D
Regulation D is a Federal Reserve Board rule that governs reserve requirements for depository institutions and defines certain types of bank accounts and transaction limits in the U.S. banking system.
-
B.
Regulation D
Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
-
C.
Regulation Z
Regulation Z is a key U.S. federal rule implementing the Truth in Lending Act, requiring clear disclosure of credit terms and costs to protect consumers in credit transactions.
-
D.
Regulation S
Regulation S is a U.S. Securities and Exchange Commission rule that provides a safe harbor exemption for offers and sales of securities made outside the United States, allowing issuers to avoid registering those offerings under the Securities Act of 1933.
-
E.
Regulation A
Regulation A is a U.S. securities offering exemption that allows smaller companies to raise limited amounts of capital from the public with simplified registration and reporting requirements compared to a full SEC-registered offering.
- F. None of above. chosen
Statements (50)
| Predicate | Object |
|---|---|
| instanceOf |
Federal Reserve Board regulation
ⓘ
United States federal regulation ⓘ |
| alsoKnownAs | Reg T ⓘ |
| appliesTo |
broker-dealers
ⓘ
cash accounts ⓘ debt securities under certain conditions ⓘ listed equity securities ⓘ margin accounts ⓘ options on securities ⓘ options on securities indexes ⓘ over-the-counter margin securities ⓘ securities brokers ⓘ securities dealers ⓘ |
| codifiedIn | Title 12 of the Code of Federal Regulations ⓘ |
| defines |
cash account
ⓘ
margin account ⓘ nonpurpose credit ⓘ purpose credit ⓘ |
| enforcedBy |
Federal Reserve Board
ⓘ
linked to:
Federal Reserve Board of Governors
self-regulatory organizations for broker-dealers ⓘ |
| excludes | credit extended by banks governed by Regulation U ⓘ |
| governs |
extension of credit by securities brokers
ⓘ
extension of credit by securities dealers ⓘ margin requirements for purchasing securities ⓘ |
| imposes | margin requirements on securities transactions effected by broker-dealers ⓘ |
| influences |
brokerage firm margin policies
ⓘ
investor leverage in securities accounts ⓘ |
| jurisdiction |
United States
ⓘ
linked to:
United States of America
|
| legalBasis |
Securities Exchange Act of 1934
ⓘ
linked to:
U.S. Securities Exchange Act of 1934
|
| objective |
limit excessive use of credit for securities speculation
ⓘ
promote financial stability in securities markets ⓘ |
| primaryFocus |
margin requirements
ⓘ
securities credit ⓘ |
| regulates |
credit for buying options
ⓘ
credit for purchasing mutual fund shares on margin ⓘ credit for purchasing or carrying margin securities ⓘ credit for short sales of securities ⓘ credit for writing options ⓘ |
| regulator |
Board of Governors of the Federal Reserve System
ⓘ
linked to:
Federal Reserve Board of Governors
|
| relatedTo |
Regulation G
ⓘ
Regulation U ⓘ Regulation X ⓘ |
| requires |
maintenance of specified equity levels in margin accounts
ⓘ
proper documentation of purpose of credit ⓘ segregation of fully paid and excess margin securities ⓘ |
| scope | credit extended by broker-dealers in the United States ⓘ |
| sets |
credit extension conditions for securities transactions
ⓘ
initial margin requirements for securities purchases ⓘ maximum loan value of securities in margin accounts ⓘ payment rules for securities transactions ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Regulation T Description of subject: Regulation T is a Federal Reserve Board rule that governs the extension of credit by securities brokers and dealers, including margin requirements for purchasing securities.
Referenced by (5)
Full triples — surface form annotated when it differs from this entity's canonical label.