Reg T

E112708

Reg T is a Federal Reserve Board regulation that governs the extension of credit by brokers and dealers for the purchase of securities in the United States.

All labels observed (1)

Label Occurrences
Reg T canonical 1

How this entity was disambiguated

Statements (45)

Predicate Object
instanceOf Federal Reserve Board regulation ⓘ
United States securities regulation ⓘ
administeredBy Federal Reserve System ⓘ
appliesTo US-registered broker-dealers ⓘ
broker-dealers ⓘ
extensions of credit secured by margin stock ⓘ
margin accounts ⓘ
purchase of listed securities on margin ⓘ
securities credit transactions ⓘ
short sales in margin accounts ⓘ
authority Federal Reserve Board margin authority under the Securities Exchange Act of 1934 ⓘ
codifiedIn Title 12 of the Code of Federal Regulations ⓘ
defines cash account ⓘ
margin account ⓘ
nonpurpose credit ⓘ
purpose credit ⓘ
enforcedBy Securities and Exchange Commission ⓘ
self-regulatory organizations ⓘ
fullName Regulation T ⓘ
governs extension of credit by brokers ⓘ
extension of credit by dealers ⓘ
issuedBy Board of Governors of the Federal Reserve System ⓘ
jurisdiction United States ⓘ
legalBasis Securities Exchange Act of 1934 ⓘ
objective to prevent excessive use of credit in securities markets ⓘ
purpose to implement statutory margin authority under federal law ⓘ
to limit the amount of credit that can be extended for securities purchases ⓘ
to promote the stability of the securities markets ⓘ
regulates borrowing against securities in margin accounts ⓘ
initial margin requirements ⓘ
maintenance of credit by brokers and dealers ⓘ
margin requirements for securities purchases ⓘ
use of credit to purchase securities ⓘ
relatedTo Regulation U ⓘ
Regulation X ⓘ
requires brokers to obtain margin from customers for securities purchases ⓘ
periodic review of customer accounts for compliance with margin rules ⓘ
recordkeeping related to margin and credit ⓘ
scope credit extended in connection with the purchase or carrying of securities ⓘ
sets conditions for arranging credit by brokers and dealers ⓘ
maximum loan value of securities in margin accounts ⓘ
requirements for payment for securities purchases ⓘ
subjectArea broker-dealer regulation ⓘ
margin lending ⓘ
securities credit ⓘ

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

Regulation T → alsoKnownAs → Reg T ⓘ