Division of Investment Management

E3897

The Division of Investment Management is a branch of the U.S. Securities and Exchange Commission responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors.

AI illustration

How this image was made

AI-generated illustration of Division of Investment Management

This AI-generated illustration was produced by black-forest-labs/FLUX.2-dev (1024x1024) from a prompt written by openai/gpt-oss-120b from the entity's label + description.

Prompt

Generate an image of the Division of Investment Management (The Division of Investment Management is a branch of the U.S. Securities and Exchange Commission responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors.)

All labels observed (2)

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf division of a government agency ⓘ
regulatory body subdivision ⓘ
appliesLaw Investment Advisers Act of 1940 ⓘ
Investment Company Act of 1940 ⓘ
Securities Act of 1933 ⓘ
Securities Exchange Act of 1934 ⓘ
collaboratesWith Division of Corporation Finance ⓘ
Division of Enforcement ⓘ
Office of Compliance Inspections and Examinations ⓘ
country United States ⓘ
focusesOn conflicts of interest of investment advisers ⓘ
disclosure effectiveness ⓘ
fees and expenses of investment funds ⓘ
fund governance ⓘ
retail investor protection ⓘ
goal enhance transparency in investment products ⓘ
reduce systemic risk in the asset management industry ⓘ
industry securities regulation ⓘ
jurisdiction United States federal government ⓘ
locatedIn Washington, D.C. ⓘ
mission facilitate fair and efficient markets ⓘ
promote capital formation ⓘ
protect investors ⓘ
oversees investment adviser disclosures ⓘ
investment company disclosures ⓘ
registration of investment advisers ⓘ
registration of investment companies ⓘ
parentAgency U.S. Securities and Exchange Commission ⓘ
partOf U.S. Securities and Exchange Commission ⓘ
publishes rules and regulations for investment advisers ⓘ
rules and regulations for investment companies ⓘ
staff guidance ⓘ
regulates closed-end funds ⓘ
exchange-traded funds ⓘ
investment advisers ⓘ
investment companies ⓘ
mutual funds ⓘ
registered investment companies ⓘ
unit investment trusts ⓘ
responsibility interpretation of federal securities laws for investment advisers ⓘ
interpretation of federal securities laws for investment companies ⓘ
no-action letters and interpretive guidance ⓘ
review of investment adviser filings ⓘ
review of investment company filings ⓘ
rulemaking for investment advisers ⓘ
rulemaking for investment companies ⓘ
sector financial regulation ⓘ
website https://www.sec.gov/divisions/investment.shtml ⓘ

How these facts were elicited

Referenced by (5)

Full triples — surface form annotated when it differs from this entity's canonical label.

Securities and Exchange Commission → hasPart → Division of Investment Management ⓘ
Investment Company Act of 1940 → enforcementBy → SEC Division of Investment Management ⓘ
linked to: Division of Investment Management
Office of Asset Management → supports → Division of Investment Management ⓘ
Division of Trading and Markets → worksWith → Division of Investment Management ⓘ
Trading and Markets Division → collaboratesWith → Division of Investment Management ⓘ