Disambiguation evidence for Investment Advisers Act of 1940 via surface form
"Investment Advisers Act of 1940"
Triples (25)
Triples where some other subject referred to this entity
as "Investment Advisers Act of 1940".
Securities and Exchange Commission
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enforces
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Investment Management
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appliesLaw
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Enforcement
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legalAuthority
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Investment Company Act of 1940
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relatedTo
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Office of Compliance Inspections and Examinations
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legalBasis
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
U.S. Congress
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enactsLaw
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
United States federal securities markets
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legalFramework
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Enforcement of the SEC
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legalAuthority
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Securities Act Amendments of 1964
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amends
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
National Securities Markets Improvement Act of 1996
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amends
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
SEC filings
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legalBasis
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
IARD
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supportsRegulation
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Investment Management of the SEC
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enforces
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Investment Management of the SEC
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usesAuthorityFrom
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Asset Management Unit
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enforces
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Market Abuse Unit
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legalBasis
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
United States federal securities laws
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includes
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Securities Acts Amendments of 1968
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buildsOn
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
United States financial system
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subjectTo
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Form ADV
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requiredBy
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Division of Examinations of the SEC
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appliesLaw
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Public Law 104-290
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amends
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Securities Acts Amendments of 1975
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amends
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940
Securities Acts Amendments of 1975
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relatedTo
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"Investment Advisers Act of 1940"
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↳ resolves to Investment Advisers Act of 1940