IARD

E123934

IARD (Investment Adviser Registration Depository) is an electronic filing and public disclosure system used by investment advisers in the United States to register and report information to regulators and investors.

All labels observed (1)

Label Occurrences
IARD canonical 4

How this entity was disambiguated

Statements (49)

Predicate Object
instanceOf electronic filing system ⓘ
public disclosure system ⓘ
regulatory reporting system ⓘ
accessibleTo general public ⓘ
investors ⓘ
regulators ⓘ
administeredBy Financial Industry Regulatory Authority ⓘ
administeredByAbbreviation FINRA ⓘ
country United States ⓘ
dataType business practice disclosures ⓘ
disciplinary history information ⓘ
investment adviser registration data ⓘ
ownership and control information ⓘ
enables centralized adviser registration ⓘ
regulatory oversight of investment advisers ⓘ
standardized disclosure for advisers ⓘ
fullName Investment Adviser Registration Depository ⓘ
hasComponent electronic filing platform ⓘ
public disclosure interface ⓘ
regulatory data repository ⓘ
language English ⓘ
operatedFor U.S. Securities and Exchange Commission ⓘ
state securities regulators ⓘ
operatedForAbbreviation SEC ⓘ
operatesInJurisdiction United States ⓘ
primaryUserType registered investment adviser firms ⓘ
regulatesOrSupports SEC-registered investment advisers ⓘ
state-registered investment advisers ⓘ
relatedSystem FINRA CRD ⓘ
replaced paper-based adviser registration filings ⓘ
sector financial regulation ⓘ
submissionFormat electronic ⓘ
supportsFiling annual updating amendments ⓘ
initial registration applications ⓘ
partial and full withdrawals of registration ⓘ
supportsProgram Investment Adviser Registration Program ⓘ
supportsRegulation Investment Advisers Act of 1940 ⓘ
technologyType web-based system ⓘ
usedBy investment adviser firms ⓘ
investment advisers ⓘ
usedFor electronic submission of Form ADV ⓘ
electronic submission of Form ADV amendments ⓘ
electronic submission of Form ADV-E ⓘ
electronic submission of Form ADV-W ⓘ
public disclosure of adviser information ⓘ
registration of investment advisers ⓘ
regulatory filings ⓘ
regulatory reporting to securities regulators ⓘ
updating adviser registration information ⓘ

How these facts were elicited

Referenced by (4)

Full triples — surface form annotated when it differs from this entity's canonical label.