Disambiguation evidence for Investment Company Act of 1940 via surface form
"Investment Company Act of 1940"
Triples (29)
Triples where some other subject referred to this entity
as "Investment Company Act of 1940".
Securities and Exchange Commission
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enforces
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Division of Investment Management
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appliesLaw
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Division of Enforcement
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legalAuthority
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Investment Company Act of 1940
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shortTitle
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Investment Advisers Act of 1940
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relatedTo
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Office of Compliance Inspections and Examinations
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legalBasis
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
U.S. Congress
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enactsLaw
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Office of Structured Finance
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governedBy
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
United States federal securities markets
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legalFramework
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Division of Enforcement of the SEC
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legalAuthority
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Securities Act Amendments of 1964
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amends
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
National Securities Markets Improvement Act of 1996
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amends
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
SEC filings
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legalBasis
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Division of Investment Management of the SEC
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enforces
→
"Investment Company Act of 1940"
ⓘ
↳ resolves to Investment Company Act of 1940
Division of Investment Management of the SEC
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usesAuthorityFrom
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Asset Management Unit
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enforces
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Market Abuse Unit
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legalBasis
→
"Investment Company Act of 1940"
ⓘ
↳ resolves to Investment Company Act of 1940
United States federal securities laws
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includes
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Securities Acts Amendments of 1968
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buildsOn
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
United States financial system
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subjectTo
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Form N-1A
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governedBy
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"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Form N-CSR
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relatedTo
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Form N-Q
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relatedTo
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Division of Examinations of the SEC
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appliesLaw
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Hartford Funds
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subjectTo
→
"Investment Company Act of 1940"
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↳ resolves to Investment Company Act of 1940
Public Law 104-290
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amends
→
"Investment Company Act of 1940"
ⓘ
↳ resolves to Investment Company Act of 1940
Securities Acts Amendments of 1975
→
amends
→
"Investment Company Act of 1940"
ⓘ
↳ resolves to Investment Company Act of 1940
Securities Acts Amendments of 1975
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relatedTo
→
"Investment Company Act of 1940"
ⓘ
↳ resolves to Investment Company Act of 1940