Form N-Q
E453750
Form N-Q is a now-superseded SEC filing that required registered investment companies to report their complete portfolio holdings for their first and third fiscal quarters.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Form N-Q canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T4575632 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form N-Q Context triple: [SEC filings, includesFormType, Form N-Q]
-
A.
Form D
Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
-
B.
Form R
Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
-
C.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
D.
Form 1040-NR filing
Form 1040-NR filing is the process by which nonresident aliens report their U.S.-source income and calculate their federal income tax liability to the Internal Revenue Service.
-
E.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Form N-Q Target entity description: Form N-Q is a now-superseded SEC filing that required registered investment companies to report their complete portfolio holdings for their first and third fiscal quarters.
-
A.
Form D
Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
-
B.
Form R
Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
-
C.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
D.
Form 1040-NR filing
Form 1040-NR filing is the process by which nonresident aliens report their U.S.-source income and calculate their federal income tax liability to the Internal Revenue Service.
-
E.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
- F. None of above. chosen
Statements (32)
| Predicate | Object |
|---|---|
| instanceOf |
SEC filing
ⓘ
regulatory report ⓘ |
| appliesTo |
closed-end funds
ⓘ
exchange-traded funds ⓘ management investment companies ⓘ open-end funds ⓘ registered investment companies ⓘ |
| contains |
information on each investment position
ⓘ
information on securities held ⓘ schedule of portfolio investments ⓘ |
| country | United States of America ⓘ |
| dataGranularity | position-level holdings ⓘ |
| disclosureType | portfolio holdings disclosure ⓘ |
| filedWith |
EDGAR system
ⓘ
linked to:
EDGAR
|
| filingObligation | required of funds for specified fiscal quarters ⓘ |
| jurisdiction |
United States
ⓘ
linked to:
United States of America
|
| language | English ⓘ |
| purpose | report complete portfolio holdings ⓘ |
| regulator |
U.S. Securities and Exchange Commission
ⓘ
linked to:
Securities and Exchange Commission
|
| regulatoryCategory | investment company reporting form ⓘ |
| relatedTo |
Investment Company Act of 1940
ⓘ
registered management investment companies ⓘ |
| replacedBy | monthly portfolio reporting on Form N-PORT ⓘ |
| reportingFrequency | quarterly ⓘ |
| requiredFor |
first fiscal quarter
ⓘ
third fiscal quarter ⓘ |
| status | superseded ⓘ |
| supersededBy | Form N-PORT ⓘ |
| transparencyGoal | increase transparency of fund portfolio holdings ⓘ |
| usedBy |
analysts
ⓘ
investors ⓘ regulators ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Form N-Q Description of subject: Form N-Q is a now-superseded SEC filing that required registered investment companies to report their complete portfolio holdings for their first and third fiscal quarters.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.