Disambiguation evidence for Financial Industry Regulatory Authority via surface form
"Financial Industry Regulatory Authority"
Triples (69)
Triples where some other subject referred to this entity
as "Financial Industry Regulatory Authority".
Securities and Exchange Commission
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cooperatesWith
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Chicago Stock Exchange
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regulator
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Division of Enforcement
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cooperatesWith
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
BrokerCheck
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operator
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Central Registration Depository
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operator
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Trade Reporting and Compliance Engine
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operator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Trade Reporting and Compliance Engine
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regulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Series 7 exam
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administeredBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
National Association of Securities Dealers
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mergedInto
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
National Association of Securities Dealers
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successorOrganization
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
National Association of Securities Dealers
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dissolvedInto
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA Arbitration Forum
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operatedBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA Arbitration Forum
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regulatedBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Series 65 exam
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administeredBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
United States federal securities markets
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regulatingAuthority
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
United States federal securities markets
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selfRegulatoryOrganization
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Division of Enforcement of the SEC
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cooperatesWith
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Regulation Crowdfunding
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administeredBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
TD Ameritrade
→
regulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Robinhood Markets
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
E-Trade
→
regulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
NYSE electronic trading platform
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regulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA
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fullName
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
CRD
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maintainedBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Investment Adviser Registration Depository
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operator
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Investment Adviser Registration Depository
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usedBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
IARD
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administeredBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Form U4
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governingBody
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Form BD
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regulator
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA Technology Department
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partOf
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA Technology Department
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parentOrganization
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
TRACE
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operatedBy
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
TRACE
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
TRACE
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successorRegulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
TRACE
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relatedOrganization
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Securities Industry Essentials exam
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administeredBy
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
FINRA Code of Arbitration Procedure
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governingBody
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
North American Securities Administrators Association
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collaboratesWith
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Division of Trading and Markets
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oversees
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"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
linked to:
Division of Trading and Markets of the SEC
Bernard L. Madoff Investment Securities LLC Ponzi scheme
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mainRegulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Charles Schwab Corporation
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regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Raymond James Financial
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regulatoryAuthority
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Municipal Securities Rulemaking Board
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cooperatesWith
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Market Abuse Unit
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cooperatesWith
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
United States federal securities laws
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enforcedBy
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
United States financial system
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hasRegulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
Robinhood Markets, Inc.
→
regulator
→
"Financial Industry Regulatory Authority"
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↳ resolves to Financial Industry Regulatory Authority
linked to:
HOOD
Robinhood Securities LLC
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regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
E*TRADE Financial Corporation
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
linked to:
ETFC
Arbitration and Mediation Forum
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operatedBy
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority