CRD

E123932

CRD is a centralized online database maintained by FINRA that contains licensing and registration information on broker-dealers and their associated individuals in the U.S. financial industry.

All labels observed (2)

Label Occurrences
CRD canonical 3
CRD system 1

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf centralized online database ⓘ
securities industry registration system ⓘ
accessMethod electronic filing system ⓘ
online system ⓘ
country United States ⓘ
dataType disciplinary history ⓘ
employment history ⓘ
examination results ⓘ
licensing records ⓘ
registration records ⓘ
self-regulatory organization registrations ⓘ
state registrations ⓘ
fullName Central Registration Depository ⓘ
industry U.S. financial industry ⓘ
securities industry ⓘ
jurisdiction federal securities regulation ⓘ
state securities regulation ⓘ
language English ⓘ
maintainedBy FINRA ⓘ
Financial Industry Regulatory Authority ⓘ
operatedBy FINRA Technology and Operations ⓘ
primaryFunction store licensing information on associated individuals ⓘ
store licensing information on broker-dealers ⓘ
store registration information on associated individuals ⓘ
store registration information on broker-dealers ⓘ
purpose facilitate uniform registration of associated persons ⓘ
facilitate uniform registration of broker-dealers ⓘ
provide centralized regulatory information ⓘ
regulatorRole supports FINRA oversight of broker-dealers ⓘ
supports state securities regulators ⓘ
regulatoryDomain broker-dealer licensing ⓘ
broker-dealer registration ⓘ
individual securities licensing ⓘ
individual securities registration ⓘ
relatedSystem BrokerCheck ⓘ
scope licensing of associated persons ⓘ
licensing of broker-dealers ⓘ
registration of associated persons ⓘ
registration of broker-dealers ⓘ
supportsForm Form BD ⓘ
Form BR ⓘ
Form U4 ⓘ
Form U5 ⓘ
usedBy FINRA member firms ⓘ
broker-dealers ⓘ
investment banks ⓘ
registered representatives ⓘ
securities regulators ⓘ

How these facts were elicited

Referenced by (4)

Full triples — surface form annotated when it differs from this entity's canonical label.