Arbitration and Mediation Forum

E512103

The Arbitration and Mediation Forum is FINRA’s dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation.

All labels observed (2)

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf FINRA program ⓘ
dispute resolution forum ⓘ
administers arbitration proceedings ⓘ
mediation proceedings ⓘ
associatedWith FINRA Dispute Resolution Services ⓘ
basedOn FINRA rules ⓘ
U.S. securities laws ⓘ
complements court litigation in securities disputes ⓘ
country United States ⓘ
disputeResolutionType binding arbitration (for most cases) ⓘ
non-binding mediation ⓘ
disputeType intra-industry disputes among financial firms and associated persons ⓘ
investor-broker disputes ⓘ
investor-dealer disputes ⓘ
securities-related disputes ⓘ
enforcementContext arbitration awards generally enforceable in court ⓘ
feature focuses on securities law and industry rules ⓘ
offers voluntary mediation ⓘ
uses neutral arbitrators ⓘ
governingBody FINRA Board of Governors ⓘ
linked to: FINRA
hasProcess case evaluation ⓘ
claim filing ⓘ
hearing before arbitrators ⓘ
issuance of arbitration award ⓘ
mediation sessions ⓘ
jurisdiction U.S. securities industry ⓘ
language English ⓘ
legalNature alternative dispute resolution forum ⓘ
method arbitration ⓘ
mediation ⓘ
onlinePresence https://www.finra.org/arbitration-mediation ⓘ
operatedBy Financial Industry Regulatory Authority ⓘ
operationalScope nationwide in the United States ⓘ
parentOrganization FINRA ⓘ
purpose to provide arbitration services ⓘ
to provide mediation services ⓘ
to resolve securities-related disputes between investors and financial firms ⓘ
regulatesParticipants member broker-dealers in disputes context ⓘ
regulatoryContext self-regulatory organization framework ⓘ
relatedTo FINRA arbitration ⓘ
FINRA mediation ⓘ
sector financial services ⓘ
securities industry ⓘ
serviceFor broker-dealers ⓘ
investors ⓘ
other financial firms ⓘ
registered representatives ⓘ
shortName FINRA Arbitration and Mediation Forum ⓘ

How these facts were elicited

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.

FINRA → operates → Arbitration and Mediation Forum ⓘ
Arbitration and Mediation Forum → shortName → FINRA Arbitration and Mediation Forum ⓘ
linked to: Arbitration and Mediation Forum