NASAA

E549820

NASAA is a U.S.-based association of state, provincial, and territorial securities regulators in North America that works to protect investors and promote fair securities markets.

All labels observed (2)

Label Occurrences
NASAA canonical 2
NASAA Enforcement Section 1

How this entity was disambiguated

Statements (43)

Predicate Object
instanceOf nonprofit organization ⓘ
organization ⓘ
trade association ⓘ
activity advocates for strong state securities regulation ⓘ
conducts examinations and licensing standards development ⓘ
coordinates enforcement actions among members ⓘ
develops model securities laws ⓘ
provides investor education resources ⓘ
collaboratesWith Financial Industry Regulatory Authority ⓘ
U.S. Securities and Exchange Commission ⓘ
continent North America ⓘ
country United States ⓘ
field financial regulation ⓘ
investor protection ⓘ
securities regulation ⓘ
foundedBy state securities regulators ⓘ
foundedInPeriod 1919 ⓘ
fullName North American Securities Administrators Association ⓘ
hasAbbreviation NASAA ⓘ
hasFocus small and local investors ⓘ
state-level securities regulation ⓘ
headquartersLocation Washington, D.C. ⓘ
language English ⓘ
legalForm nonprofit association ⓘ
memberType provincial securities regulators ⓘ
state securities regulators ⓘ
territorial securities regulators ⓘ
nonProfitStatus 501(c)(3) or similar nonprofit classification ⓘ
purpose investor protection ⓘ
promotion of efficient capital formation ⓘ
promotion of fair securities markets ⓘ
regionServed Canada ⓘ
Mexico ⓘ
United States ⓘ
regulatoryArea broker-dealer regulation ⓘ
investment adviser regulation ⓘ
securities offerings ⓘ
scope North America ⓘ
sector financial services regulation ⓘ
website https://www.nasaa.org ⓘ
worksTo promote fair and transparent securities markets ⓘ
protect investors from fraud ⓘ
support state-level securities oversight ⓘ

How these facts were elicited

Referenced by (3)

Full triples — surface form annotated when it differs from this entity's canonical label.

NASAA → hasAbbreviation → NASAA ⓘ
Enforcement Section → shortName → NASAA Enforcement Section ⓘ
linked to: NASAA