Enforcement Section

E549821

The Enforcement Section is a committee within the North American Securities Administrators Association that focuses on coordinating and supporting securities law enforcement efforts among state, provincial, and territorial regulators.

All labels observed (1)

Label Occurrences
Enforcement Section canonical 2

How this entity was disambiguated

Statements (32)

Predicate Object
instanceOf committee ⓘ
organizational unit ⓘ
activity coordinates multi-jurisdictional enforcement actions ⓘ
develops enforcement-related policies and guidelines ⓘ
facilitates information sharing among regulators ⓘ
supports training on enforcement issues ⓘ
affiliation North American Securities Administrators Association ⓘ
composition representatives of NASAA member jurisdictions ⓘ
countryServed United States ⓘ
field investor protection ⓘ
securities law enforcement ⓘ
securities regulation ⓘ
focus broker-dealer misconduct ⓘ
emerging securities fraud trends ⓘ
fraudulent securities offerings ⓘ
investment adviser misconduct ⓘ
goal to deter securities fraud ⓘ
to promote fair and efficient securities markets ⓘ
to protect retail investors ⓘ
hasJurisdictionOver provincial securities regulators ⓘ
state securities regulators ⓘ
territorial securities regulators ⓘ
partOf North American Securities Administrators Association ⓘ
purpose to coordinate securities law enforcement efforts among NASAA members ⓘ
to develop joint enforcement initiatives ⓘ
to enhance cooperation among North American securities regulators ⓘ
to share enforcement information and best practices ⓘ
to support investigations and prosecutions of securities law violations ⓘ
regionServed Canada ⓘ
Mexico ⓘ
scope North America ⓘ
shortName NASAA Enforcement Section ⓘ
linked to: NASAA

How these facts were elicited

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.