Financial Markets Authority of New Zealand

E883270

The Financial Markets Authority of New Zealand is the country’s principal conduct regulator for financial markets, overseeing securities, exchanges, and financial service providers to promote fair, efficient, and transparent markets.

All labels observed (4)

How this entity was disambiguated

Statements (45)

Predicate Object
instanceOf financial regulatory authority ⓘ
government agency ⓘ
aimsTo maintain confidence in New Zealand’s financial system ⓘ
reduce harm to investors ⓘ
support capital market development ⓘ
cooperatesWith Commerce Commission New Zealand ⓘ
linked to: Commerce Commission

New Zealand Treasury ⓘ
Reserve Bank of New Zealand ⓘ
international securities regulators ⓘ
country New Zealand ⓘ
enforces disclosure obligations for issuers ⓘ
financial markets conduct law ⓘ
licensing requirements for financial service providers ⓘ
securities law ⓘ
hasFunction investigating potential misconduct in financial markets ⓘ
licensing of financial market participants ⓘ
monitoring compliance with financial markets legislation ⓘ
providing guidance to market participants ⓘ
providing investor education ⓘ
taking enforcement action against breaches of financial markets law ⓘ
hasRole conduct regulator ⓘ
enforcement agency for securities law ⓘ
market conduct supervisor ⓘ
jurisdiction New Zealand ⓘ
memberOf International Organization of Securities Commissions ⓘ
oversees conduct of derivatives issuers ⓘ
conduct of financial advisers ⓘ
conduct of fund managers ⓘ
conduct of issuers ⓘ
disclosure documents for offers of financial products ⓘ
licensed market operators ⓘ
purpose to foster confident and informed participation in financial markets ⓘ
to promote efficient financial markets ⓘ
to promote fair financial markets ⓘ
to promote transparent financial markets ⓘ
regulates NZX Limited ⓘ
linked to: NZX

derivatives issuers ⓘ
equity crowdfunding platforms ⓘ
financial markets ⓘ
financial service providers ⓘ
licensed financial advisers ⓘ
licensed financial markets ⓘ
managed investment schemes ⓘ
peer-to-peer lending platforms ⓘ
securities markets ⓘ

How these facts were elicited

Referenced by (12)

Full triples — surface form annotated when it differs from this entity's canonical label.

New Zealand Exchange → subjectToRegulationBy → Financial Markets Authority of New Zealand ⓘ
New Zealand regulatory agencies → include → Financial Markets Authority ⓘ
linked to: Financial Markets Authority of New Zealand
Te Pūtea Matua → cooperatesWith → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand
Infratil → regulatoryJurisdiction → New Zealand Financial Markets Authority ⓘ
linked to: Financial Markets Authority of New Zealand
ASB Bank Limited → regulator → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand
Reserve Bank Governor of New Zealand → worksWith → New Zealand Financial Markets Authority ⓘ
linked to: Financial Markets Authority of New Zealand
Serious Fraud Office (New Zealand) → collaboratesWith → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand
New Zealand economic policy → regulatoryPolicyAuthority → Financial Markets Authority ⓘ
linked to: Financial Markets Authority of New Zealand
NZX Derivatives Market → regulator → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand
NZX → subjectToRegulationBy → Financial Markets Authority of New Zealand ⓘ
NZX Alternative Market → regulator → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand
NZX Alternative Market → supervisedBy → Financial Markets Authority (New Zealand) ⓘ
linked to: Financial Markets Authority of New Zealand