Disambiguation evidence for Financial Industry Regulatory Authority via surface form
"Financial Industry Regulatory Authority"
Triples (69)
Triples where some other subject referred to this entity
as "Financial Industry Regulatory Authority".
FINRA CRD
→
maintainedBy
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Uniform Application for Securities Industry Registration or Transfer
→
administeredBy
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Broker-Dealer Uniform Application
→
submittedTo
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Wells Fargo Advisors
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Wealth and Investment Management
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Subcommittee on Capital Markets
→
oversees
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Wells Fargo Securities
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
NASAA
→
collaboratesWith
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
RBC Capital Markets
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Cboe Options Exchange
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Massachusetts Securities Division
→
cooperatesWith
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Division of Securities (Colorado)
→
collaboratesWith
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
linked to:
Division of Securities
Securities Investor Protection Corporation
→
collaboratesWith
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Comerica Securities, Inc.
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Computershare (United States)
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
The Charles Schwab Corporation
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
linked to:
SCHW
Raymond James & Associates
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
Instinet
→
regulatoryAuthority
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority
KeyBanc Capital Markets
→
regulator
→
"Financial Industry Regulatory Authority"
ⓘ
↳ resolves to Financial Industry Regulatory Authority