Financial Services Authority

E223459

The Financial Services Authority was the former UK regulator responsible for overseeing the financial services industry, including banks, insurers, and investment firms, until its functions were replaced in 2013.

All labels observed (2)

How this entity was disambiguated

Statements (37)

Predicate Object
instanceOf defunct organization ⓘ
financial regulatory authority ⓘ
country United Kingdom ⓘ
dateDissolved 2013-04-01 ⓘ
dateFormed 2001-12-01 ⓘ
dissolutionYear 2013 ⓘ
formationYear 2001 ⓘ
hasSuccessor Financial Conduct Authority ⓘ
Prudential Regulation Authority ⓘ
headquartersCountry United Kingdom ⓘ
headquartersLocation London ⓘ
linked to: London, England
issued conduct of business rules ⓘ
prudential rules ⓘ
regulatory guidance ⓘ
jurisdiction United Kingdom ⓘ
legalBasis Financial Services and Markets Act 2000 ⓘ
oversaw UK Listing Authority functions ⓘ
parentOrganization none (independent non-governmental body) ⓘ
precededBy Securities and Investments Board ⓘ
regulates banks ⓘ
financial advisers ⓘ
insurance companies ⓘ
investment firms ⓘ
mortgage intermediaries ⓘ
retail financial services ⓘ
securities markets ⓘ
wholesale financial services ⓘ
regulatoryApproach principles-based regulation ⓘ
risk-based supervision ⓘ
regulatoryModel single regulator model ⓘ
replacedBy Financial Conduct Authority ⓘ
Prudential Regulation Authority ⓘ
responsibleFor consumer protection in financial services ⓘ
financial system stability (in part) ⓘ
market confidence ⓘ
reduction of financial crime ⓘ
supervisedBy HM Treasury ⓘ

How these facts were elicited

Referenced by (18)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Conduct Authority → predecessor → Financial Services Authority ⓘ
HBOS → regulatoryInvestigation → UK Financial Services Authority ⓘ
linked to: Financial Services Authority
Financial Services Act 2012 → abolishedBody → Financial Services Authority ⓘ
Financial Conduct Authority → predecessor → Financial Services Authority ⓘ
subject linked to: FCA
Financial Services and Markets Act 2000 → createdRegulator → Financial Services Authority ⓘ
Steve Barclay → workedFor → Financial Services Authority ⓘ
British Bankers' Association → collaboratedWith → Financial Services Authority ⓘ
United Kingdom banking crisis of 2007–2008 → involves → Financial Services Authority ⓘ
Banking Act 2009 → grantsPowerTo → Financial Services Authority ⓘ
Alliance & Leicester → regulatoryJurisdiction → Financial Services Authority ⓘ
Securities and Investments Board → replacedBy → Financial Services Authority ⓘ
Securities and Investments Board → dissolvedInto → Financial Services Authority ⓘ
Financial Services Register → previouslyMaintainedBy → Financial Services Authority ⓘ
COBS → predecessorRegulator → Financial Services Authority ⓘ
Listing Rules → historicallyAdministeredBy → Financial Services Authority ⓘ
UK Listing Authority → relatedTo → Financial Services Authority ⓘ
subject linked to: UKLA
UKLA → relatedTo → Financial Services Authority ⓘ
FSMA 2000 → createdRegulator → Financial Services Authority ⓘ