Triple

T20803829
Position Surface form Disambiguated ID Type / Status
Subject Uniform Application for Securities Industry Registration or Transfer E512105 entity
Predicate relatedTo P37 FINISHED
Object Form U6
Form U6 is a regulatory filing used by securities industry regulators to report disciplinary and enforcement actions against firms and individuals in the securities industry.
E1451789 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form U6 | Statement: [Uniform Application for Securities Industry Registration or Transfer, relatedTo, Form U6]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Form U6
Context triple: [Uniform Application for Securities Industry Registration or Transfer, relatedTo, Form U6]
  • A. Form U4
    Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
  • B. Form U5
    Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
  • C. Form VII
    Form VII is an advanced and aggressive lightsaber combat style in Star Wars, known for its unpredictable, ferocious attacks and association with Jedi Master Mace Windu.
  • D. Form 5
    Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
  • E. Form BD
    Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Form U6
Triple: [Uniform Application for Securities Industry Registration or Transfer, relatedTo, Form U6]
Generated description
Form U6 is a regulatory filing used by securities industry regulators to report disciplinary and enforcement actions against firms and individuals in the securities industry.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Form U6
Target entity description: Form U6 is a regulatory filing used by securities industry regulators to report disciplinary and enforcement actions against firms and individuals in the securities industry.
  • A. Form U4
    Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
  • B. Form U5
    Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
  • C. Form VII
    Form VII is an advanced and aggressive lightsaber combat style in Star Wars, known for its unpredictable, ferocious attacks and association with Jedi Master Mace Windu.
  • D. Form 5
    Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
  • E. Form BD
    Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69e0b4cc69f481908e98751e697b9df4 completed April 16, 2026, 10:07 a.m.
NER Named-entity recognition batch_69e6c2b2d5688190aaa58a2594d4787c completed April 21, 2026, 12:20 a.m.
NED1 Entity disambiguation (via context triple) batch_6a08f8c7221c81908cac8475577b5d5b completed May 16, 2026, 11:07 p.m.
NEDg Description generation batch_6a08fd4bda1c8190addc1204672686f8 completed May 16, 2026, 11:27 p.m.
NED2 Entity disambiguation (via description) batch_6a08fe0b586c8190a85bc0c39dd2072c completed May 16, 2026, 11:30 p.m.
Created at: April 16, 2026, 12:39 p.m.