Schedule 6 (Threshold conditions)

E793184

Schedule 6 (Threshold conditions) sets out the core minimum standards that firms must meet to be authorised and continue operating under the UK financial regulatory regime established by the Financial Services and Markets Act 2000.

All labels observed (1)

Label Occurrences
Schedule 6 (Threshold conditions) canonical 1

How this entity was disambiguated

Statements (32)

Predicate Object
instanceOf UK financial regulatory instrument ⓘ
legal schedule ⓘ
alsoKnownAs Threshold conditions ⓘ
appliesTo applicant firms for authorisation ⓘ
authorised firms ⓘ
appliesUnder FSMA authorisation regime ⓘ
bindingOn firms carrying on regulated activities in the UK ⓘ
concerns ongoing compliance of authorised firms ⓘ
contains conditions relating to appropriate resources ⓘ
conditions relating to business model ⓘ
conditions relating to effective supervision ⓘ
conditions relating to legal status of firms ⓘ
conditions relating to location of offices ⓘ
conditions relating to suitability ⓘ
country United Kingdom ⓘ
enforcedBy Financial Conduct Authority ⓘ
Prudential Regulation Authority ⓘ
jurisdiction United Kingdom ⓘ
language English ⓘ
legalBasis Financial Services and Markets Act 2000 ⓘ
legalStatus primary legislation schedule ⓘ
partOf Financial Services and Markets Act 2000 ⓘ
purpose to provide statutory criteria for assessing firms’ suitability ⓘ
to specify core conditions firms must satisfy to be authorised ⓘ
regulates entry into regulated financial services markets ⓘ
regulatoryRegime UK financial services regulatory regime ⓘ
relevance authorisation and supervision of regulated activities ⓘ
sector financial services regulation ⓘ
setsOut minimum standards for authorisation ⓘ
minimum standards for continuing authorisation ⓘ
usedBy Financial Conduct Authority ⓘ
Prudential Regulation Authority ⓘ

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Services and Markets Act 2000 → containsSchedule → Schedule 6 (Threshold conditions) ⓘ