DTR 6

E790462

DTR 6 is a section of the UK Financial Conduct Authority’s Disclosure Guidance and Transparency Rules that sets out requirements for the disclosure of major shareholdings and related transparency obligations for issuers.

All labels observed (1)

Label Occurrences
DTR 6 canonical 1

How this entity was disambiguated

Statements (46)

Predicate Object
instanceOf UK financial regulation provision ⓘ
section of regulatory rules ⓘ
affects issuer disclosure practices ⓘ
shareholder reporting obligations ⓘ
aimsTo enhance market transparency ⓘ
inform investors about significant holdings ⓘ
support market integrity ⓘ
appliesTo issuers of transferable securities ⓘ
issuers whose home state is the United Kingdom (subject to specific conditions) ⓘ
issuers with securities admitted to trading on a regulated market ⓘ
authorityType statutory regulatory rule ⓘ
bindingOn legal persons holding major shareholdings ⓘ
natural persons holding major shareholdings ⓘ
shareholders reaching or crossing specified thresholds ⓘ
complianceRequiredFor listing on UK regulated markets ⓘ
concerns attribution of voting rights ⓘ
calculation of voting rights ⓘ
financial instruments with similar economic effect to holding shares ⓘ
thresholds for notification of major holdings ⓘ
country United Kingdom ⓘ
enforcedBy Financial Conduct Authority ⓘ
governs public disclosure of major shareholding notifications by issuers ⓘ
jurisdiction United Kingdom ⓘ
language English ⓘ
legalBasis UK implementation of EU Transparency Directive (historically) ⓘ
locatedIn DTR 6 section of the FCA Handbook online ⓘ
objective ensure that investors have access to information about major holdings in issuers ⓘ
partOf Disclosure Guidance and Transparency Rules ⓘ
FCA Handbook ⓘ
regulator Financial Conduct Authority ⓘ
regulatoryType disclosure rule ⓘ
transparency rule ⓘ
relatedTo DTR 1 ⓘ
DTR 2 ⓘ
DTR 3 ⓘ
DTR 4 ⓘ
DTR 5 ⓘ
DTR 7 ⓘ
requires issuer to make public notifications of major holdings ⓘ
notification of major shareholdings to issuer ⓘ
timely disclosure of changes in major shareholdings ⓘ
sector financial services regulation ⓘ
subjectMatter aggregation of financial instruments and shares ⓘ
disclosure of major shareholdings ⓘ
notification of major holdings ⓘ
transparency of voting rights ⓘ

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.