Form D

E57050

Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.

AI illustration

How this image was made

AI-generated illustration of Form D

This AI-generated illustration was produced by black-forest-labs/FLUX.2-dev (1024x1024) from a prompt written by openai/gpt-oss-120b from the entity's label + description.

Prompt

Generate an image of a form D (Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.)

All labels observed (1)

Label Occurrences
Form D canonical 1

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf SEC form ⓘ
notice filing ⓘ
regulatory filing ⓘ
appliesIn interstate offerings relying on Regulation D ⓘ
appliesTo accredited investors ⓘ
non-accredited investors in certain offerings ⓘ
contains information about related persons ⓘ
information about sales commissions and finders’ fees ⓘ
information about the date of first sale ⓘ
information about the issuer ⓘ
information about the size of the offering ⓘ
information about the types of investors ⓘ
information about use of proceeds to pay related persons ⓘ
disclosureLevel limited compared to registered offerings ⓘ
exemptionType federal securities registration exemption ⓘ
filedBy companies conducting private offerings ⓘ
issuers of securities relying on Regulation D exemptions ⓘ
filedWith U.S. Securities and Exchange Commission ⓘ
filingMethod EDGAR system ⓘ
linked to: EDGAR
filingType electronic filing ⓘ
governingBody Division of Corporation Finance of the SEC ⓘ
hasVersion electronic XML-based form on EDGAR ⓘ
isNot a prospectus ⓘ
a registration statement ⓘ
jurisdiction United States ⓘ
legalBasis Regulation D under the Securities Act of 1933 ⓘ
linked to: Regulation D

Securities Act of 1933 ⓘ
mayTrigger state blue sky notice filing requirements ⓘ
publicAvailability publicly accessible through the SEC EDGAR database ⓘ
purpose to notify the SEC of an exempt offering of securities ⓘ
to provide basic information about an exempt securities offering ⓘ
to provide information about the issuer and offering amount ⓘ
to provide information about the type of investors in the offering ⓘ
to provide information about use of proceeds ⓘ
regulatesBy U.S. Securities and Exchange Commission ⓘ
regulatoryGoal to facilitate capital formation for smaller issuers ⓘ
to provide transparency about exempt offerings ⓘ
relatedTo Regulation D private offering rules ⓘ
linked to: Regulation D

Rule 504 of Regulation D ⓘ
linked to: Regulation D

Rule 506(b) of Regulation D ⓘ
linked to: Regulation D

Rule 506(c) of Regulation D ⓘ
linked to: Regulation D
timingRequirement must generally be filed within 15 days after the first sale of securities in the offering ⓘ
usedFor offerings under Regulation D ⓘ
offerings under Rule 504 ⓘ
offerings under Rule 506(b) ⓘ
offerings under Rule 506(c) ⓘ
private placement offerings ⓘ
reporting exempt securities offerings ⓘ

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

Regulation D → filingForm → Form D ⓘ