IOSCO Multilateral Memorandum of Understanding

E538265

The IOSCO Multilateral Memorandum of Understanding is a global enforcement and information-sharing agreement that facilitates cross-border cooperation among securities regulators to combat securities fraud and protect investors.

All labels observed (4)

How this entity was disambiguated

Statements (46)

Predicate Object
instanceOf information-sharing agreement ⓘ
international enforcement cooperation agreement ⓘ
multilateral memorandum of understanding ⓘ
abbreviation MMoU ⓘ
administeredBy International Organization of Securities Commissions ⓘ
beneficiary investors in global securities markets ⓘ
securities regulators seeking cross-border assistance ⓘ
characteristic based on reciprocity among signatory authorities ⓘ
non-binding under public international law but binding under signatories’ domestic frameworks ⓘ
sets minimum standards for cooperation and information exchange ⓘ
complements domestic securities laws and regulations of signatory jurisdictions ⓘ
developedBy International Organization of Securities Commissions ⓘ
enables assistance in freezing or seizing assets subject to local law ⓘ
assistance in obtaining testimony and statements ⓘ
assistance in serving documents ⓘ
collection of bank, brokerage, and transaction records for enforcement purposes ⓘ
cross-border investigations of securities violations ⓘ
foundationFor IOSCO’s global enforcement cooperation framework ⓘ
fullName IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information ⓘ
geographicalScope global ⓘ
legalArea capital markets enforcement ⓘ
securities regulation ⓘ
objective promote investor confidence in global securities markets ⓘ
reduce regulatory gaps in cross-border supervision ⓘ
support effective enforcement of securities and derivatives laws ⓘ
participants financial market supervisory authorities ⓘ
securities regulators ⓘ
purpose combat securities fraud ⓘ
enable exchange of enforcement-related information ⓘ
enhance market integrity ⓘ
facilitate enforcement of securities laws ⓘ
protect investors ⓘ
relatedTo IOSCO Enhanced Multilateral Memorandum of Understanding ⓘ
IOSCO Objectives and Principles of Securities Regulation ⓘ
requires signatory regulators to provide assistance in investigations ⓘ
signatory regulators to share information relevant to enforcement ⓘ
scope cross-border cooperation among securities regulators ⓘ
shortName IOSCO MMoU ⓘ
sponsoredBy International Organization of Securities Commissions ⓘ
typeOfCooperation consultation ⓘ
cooperation ⓘ
exchange of information ⓘ
usedFor cooperation in supervision of intermediaries and market participants ⓘ
cross-border enforcement of insider trading rules ⓘ
cross-border enforcement of market manipulation cases ⓘ
cross-border enforcement of misrepresentation and disclosure violations ⓘ

How these facts were elicited

Referenced by (4)

Full triples — surface form annotated when it differs from this entity's canonical label.

International Organization of Securities Commissions → hasLegalInstrument → IOSCO Multilateral Memorandum of Understanding ⓘ
IOSCO Multilateral Memorandum of Understanding → fullName → IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information ⓘ
linked to: IOSCO Multilateral Memorandum of Understanding
IOSCO Multilateral Memorandum of Understanding → shortName → IOSCO MMoU ⓘ
linked to: IOSCO Multilateral Memorandum of Understanding
IOSCO Multilateral Memorandum of Understanding → relatedTo → IOSCO Enhanced Multilateral Memorandum of Understanding ⓘ
linked to: IOSCO Multilateral Memorandum of Understanding