Georgia Securities Division

E521032

The Georgia Securities Division is the state regulatory agency responsible for enforcing securities laws, licensing investment professionals, and protecting investors in Georgia’s financial markets.

All labels observed (1)

Label Occurrences
Georgia Securities Division canonical 1

How this entity was disambiguated

Statements (33)

Predicate Object
instanceOf government agency ⓘ
regulatory agency ⓘ
state securities regulator ⓘ
activity conducting examinations of licensed firms ⓘ
conducting investigations of suspected securities violations ⓘ
initiating enforcement actions against violators of Georgia securities laws ⓘ
providing investor education and outreach ⓘ
reviewing securities registration filings ⓘ
country United States ⓘ
enforces Georgia securities laws ⓘ
state securities regulations ⓘ
field financial markets oversight ⓘ
investor protection ⓘ
securities regulation ⓘ
goal maintain fair and efficient securities markets in Georgia ⓘ
prevent securities fraud in Georgia ⓘ
jurisdiction State of Georgia ⓘ
linked to: Georgia
legalAuthorityOver licensing of broker-dealers in Georgia ⓘ
licensing of investment advisers in Georgia ⓘ
securities transactions in Georgia ⓘ
location Georgia ⓘ
mission protect investors in Georgia’s financial markets ⓘ
parentOrganization State of Georgia government ⓘ
regulates broker-dealers in Georgia ⓘ
investment advisers in Georgia ⓘ
securities industry in Georgia ⓘ
securities offerings in Georgia ⓘ
responsibleFor administrative enforcement actions related to securities in Georgia ⓘ
investigating securities law violations in Georgia ⓘ
investor protection in Georgia ⓘ
licensing investment professionals in Georgia ⓘ
registration of securities offerings in Georgia ⓘ
sector financial regulation ⓘ

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

Office of the Secretary of State of Georgia → oversees → Georgia Securities Division ⓘ