Form 5
E453747
Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Form 5 canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T4575628 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form 5 Context triple: [SEC filings, includesFormType, Form 5]
-
A.
Form R
Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
-
B.
Form D
Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
-
C.
Form U5
Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
-
D.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
-
E.
Form
Form is Symfony’s form component, providing a structured, extensible system for building, processing, and validating web forms in PHP applications.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Form 5 Target entity description: Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
-
A.
Form R
Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
-
B.
Form D
Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
-
C.
Form U5
Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
-
D.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
-
E.
Form
Form is Symfony’s form component, providing a structured, extensible system for building, processing, and validating web forms in PHP applications.
- F. None of above. chosen
Statements (44)
| Predicate | Object |
|---|---|
| instanceOf |
U.S. Securities and Exchange Commission filing
ⓘ
insider reporting form ⓘ |
| appliesTo | public companies with securities registered under Section 12 of the Exchange Act ⓘ |
| audience |
investors
ⓘ
market analysts ⓘ regulators ⓘ |
| availability | publicly accessible through SEC filings database ⓘ |
| category |
corporate governance disclosure
ⓘ
securities regulation ⓘ |
| consequenceOfNonCompliance |
possible civil penalties
ⓘ
potential SEC enforcement action ⓘ |
| contains |
footnotes and explanatory notes
ⓘ
issuer information ⓘ reporting person information ⓘ table of derivative securities transactions ⓘ table of non-derivative securities transactions ⓘ |
| discloses |
changes in beneficial ownership of company securities
ⓘ
holdings of company securities at fiscal year-end ⓘ |
| filedWith |
EDGAR system
ⓘ
linked to:
EDGAR
|
| filingDeadline | 45 days after the end of the issuer’s fiscal year ⓘ |
| filingFrequency | annual ⓘ |
| filingObligation | may be required even if no transactions occurred, to report holdings or confirm no reportable transactions ⓘ |
| filingTypeCode | 5 ⓘ |
| format | electronic filing ⓘ |
| helpsEnsure |
compliance with insider reporting requirements
ⓘ
transparency of insider trading and holdings ⓘ |
| isComplementedBy |
Form 3 initial statement of beneficial ownership
ⓘ
Form 4 statement of changes in beneficial ownership ⓘ |
| jurisdiction |
United States
ⓘ
linked to:
United States of America
|
| language | English ⓘ |
| legalBasis | Section 16(a) of the Securities Exchange Act of 1934 ⓘ |
| purpose |
to provide annual disclosure of some insider transactions and holdings
ⓘ
to report certain transactions in a company’s securities not previously reported on Form 3 or Form 4 ⓘ |
| regulator |
U.S. Securities and Exchange Commission
ⓘ
linked to:
Securities and Exchange Commission
|
| relatedTo |
Form 3
ⓘ
Form 4 ⓘ |
| reports |
certain exempt transactions not required to be reported on Form 4
ⓘ
late reports that should have been filed on Form 4 ⓘ transactions in equity securities of a public company ⓘ |
| requiredFor | Section 16 reporting persons ⓘ |
| usedBy |
beneficial owners of more than 10% of a class of equity securities
ⓘ
company insiders ⓘ directors ⓘ officers ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Form 5 Description of subject: Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.