Form 13D
E453745
Form 13D is a disclosure document filed with the U.S. Securities and Exchange Commission by investors who acquire a significant ownership stake in a public company, detailing their holdings and intentions.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Form 13D canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T4575623 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form 13D Context triple: [SEC filings, includesFormType, Form 13D]
-
A.
Form 8-K
Form 8-K is a report that U.S. public companies must file with the SEC to disclose major, time-sensitive corporate events to investors.
-
B.
SEC filings
SEC filings are mandatory financial and informational reports that publicly traded companies and certain other entities must submit to the U.S. Securities and Exchange Commission to provide transparency and protect investors.
-
C.
EDGAR
EDGAR is the U.S. Securities and Exchange Commission’s electronic filing system that provides public access to corporate financial and disclosure documents.
-
D.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
E.
FCC Form 471
FCC Form 471 is the formal application schools and libraries submit to request funding commitments for eligible services and equipment under the federal E-Rate program.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Form 13D Target entity description: Form 13D is a disclosure document filed with the U.S. Securities and Exchange Commission by investors who acquire a significant ownership stake in a public company, detailing their holdings and intentions.
-
A.
Form 8-K
Form 8-K is a report that U.S. public companies must file with the SEC to disclose major, time-sensitive corporate events to investors.
-
B.
SEC filings
SEC filings are mandatory financial and informational reports that publicly traded companies and certain other entities must submit to the U.S. Securities and Exchange Commission to provide transparency and protect investors.
-
C.
EDGAR
EDGAR is the U.S. Securities and Exchange Commission’s electronic filing system that provides public access to corporate financial and disclosure documents.
-
D.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
E.
FCC Form 471
FCC Form 471 is the formal application schools and libraries submit to request funding commitments for eligible services and equipment under the federal E-Rate program.
- F. None of above. chosen
Statements (46)
| Predicate | Object |
|---|---|
| instanceOf |
SEC disclosure form
ⓘ
beneficial ownership report ⓘ |
| appliesTo |
beneficial owners including individuals, entities, and groups acting together
ⓘ
equity securities of public companies registered under the Securities Exchange Act of 1934 ⓘ |
| category | U.S. securities regulation form ⓘ |
| characteristic |
intended for investors who may seek to influence or control the issuer
ⓘ
more detailed and comprehensive than Schedule 13G ⓘ |
| consequenceOfNonCompliance |
potential SEC enforcement actions
ⓘ
potential civil liability ⓘ |
| contains |
amount and percentage of securities beneficially owned
ⓘ
contracts, arrangements, or understandings with respect to the securities ⓘ exhibits such as agreements or letters related to the acquisition ⓘ identity and background of the beneficial owner ⓘ information about any transactions in the securities during the past 60 days ⓘ plans or proposals regarding the issuer ⓘ purpose of the transaction ⓘ source and amount of funds used for the acquisition ⓘ |
| contrastedWith | Schedule 13G ⓘ |
| discloses |
beneficial ownership of a public company’s securities
ⓘ
intentions that may include control or influence over the issuer ⓘ |
| filedBy |
beneficial owners of certain equity securities
ⓘ
investors acquiring significant ownership stakes in public companies ⓘ |
| filedThrough |
SEC’s EDGAR system
ⓘ
linked to:
EDGAR
|
| filingDeadline | within 10 days after crossing the 5 percent ownership threshold ⓘ |
| format | standardized SEC form with specified items and instructions ⓘ |
| groupConcept | may be required when two or more persons act as a group for the purpose of acquiring, holding, or disposing of securities ⓘ |
| jurisdiction |
United States
ⓘ
linked to:
United States of America
|
| language | English ⓘ |
| legalBasis |
Rule 13d-1 under the Securities Exchange Act of 1934
ⓘ
Section 13(d) of the Securities Exchange Act of 1934 ⓘ |
| publicAvailability | publicly accessible once filed with the SEC ⓘ |
| purpose |
to disclose significant beneficial ownership of a public company’s equity securities
ⓘ
to inform the market of an investor’s intentions regarding a public company ⓘ |
| regulator |
U.S. Securities and Exchange Commission
ⓘ
linked to:
Securities and Exchange Commission
|
| relatedTo | Schedule 13G ⓘ |
| relevance |
corporate governance
ⓘ
market transparency ⓘ mergers and acquisitions ⓘ |
| thresholdPercentage | more than 5 percent beneficial ownership ⓘ |
| triggerCondition | acquisition of more than 5 percent of a class of a public company’s registered equity securities ⓘ |
| updateRequirement |
amendments required for significant changes in ownership percentage
ⓘ
amendments required for significant changes in plans or proposals regarding the issuer ⓘ must be amended promptly upon material changes in the facts set forth ⓘ |
| usedBy |
activist investors
ⓘ
hedge funds ⓘ strategic acquirers ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Form 13D Description of subject: Form 13D is a disclosure document filed with the U.S. Securities and Exchange Commission by investors who acquire a significant ownership stake in a public company, detailing their holdings and intentions.
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.